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Review Frontiers in sociology. 2025 May 21:10:1505494. doi: 10.3389/fsoc.2025.1505494 Q12.22025

How the congruence between public servants' schemas and legal legitimacy affects top-down public policy implementation

公务员认知框架与法律合法性契合度如何影响自上而下的公共政策实施效应 翻译改进

Jeferson Tadeu de Souza  1, Luciano Rossoni  1

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  • 1 Graduate Program in Administration, University of Brasília, Brasília, Brazil.
  • DOI: 10.3389/fsoc.2025.1505494 PMID: 40469848

    摘要 中英对照阅读

    Why do some public policies mandated by the highest levels of government succeed, while others fail? This essay offers a partial answer by proposing that the effectiveness of a public policy depends on the congruence between the legal legitimacy of the law that establishes it, and the shared cultural schemas of the public servants tasked with its implementation. First, we contend that the effectiveness of top-down public policies enacted through laws and regulations relies on two key forms of validity: the legitimacy of the authority enacting the law-whether through constitutional or statutory frameworks-and the acceptability of the law's content as something perceived as inevitable, fundamentally consensual, and recognized as a social obligation, reflecting the normative nature of the law. Second, we argue that top-down policies are more likely to be implemented effectively when their content aligns with the cultural meaning structures held by public servants. This alignment or congruence fosters a sense of ownership, increasing the likelihood of compliance with the law's provisions. Finally, recognizing that a law's legal validity and the propriety attributed to it by implementers may be only loosely coupled, we identify the conditions under which implementation is likely to result in conformity, customization, or ceremonial non-conformity. We conclude by discussing the practical and methodological implications of ensuring alignment between public servants' cultural schemas and policy content, and we suggest empirical strategies to investigate this relationship.

    Keywords: conformity; cultural schemas; institutionalism; legitimation; public policy; public servants; regulatory legitimacy.

    Keywords:public servants schemas; legal legitimacy; public policy implementation

    一些由最高层政府制定的公共政策为何会成功,而另一些则失败?本文提供了一个部分答案,即提出公共政策的有效性取决于立法机关赋予它的法律合法性与其实施者所共有的文化图式之间的契合度。首先,我们认为自上而下的公共政策通过法律和法规实行时,其有效性依赖于两种关键形式的合理性:制定法律的权威机构的合法性(无论是通过宪法还是法律规定)以及该法律内容被视为不可避免、根本共识一致且被认知为社会义务的认可性,这反映了法律规范的本质。其次,我们主张当自上而下的政策内容与公务人员所持有的文化意义结构相符合时,这些政策更有可能得到有效实施。这种契合或一致性会增强所有权感,从而提高遵守法律规定条款的可能性。最后,认识到一个法律的合法性及其执行者对其的认可度可能只是松散地联系在一起,我们确定了导致一致遵循、定制化或仪式性不遵从的具体情况。本文通过讨论确保公务人员的文化图式与政策内容之间的一致性的实际和方法论意义来总结,并建议了研究这种关系的经验策略。

    关键词:一致性;文化图式;制度主义;正当性;公共政策;公务人员;监管合法性。

    关键词:公务员模式; 法律正当性; 公共政策实施

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    期刊名:Frontiers in sociology

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    ISSN:N/A

    e-ISSN:2297-7775

    IF/分区:2.2/Q1

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